Automatic Share Purchase OR Disposition Plans

In essence these plans are transparent liquidity solutions for Insiders that provides a flexible and systematic process for selling concentrated publicly traded share positions. On the flip side they can also be effective plans for the accumulation of shares during times of distress. As an arms-length forward contract these plans relieve the insider of being unable to act during black out periods. They also provide transparency and fairness to shareholders.

I have been faciltiating these plans for over 10 years since their inception in 2006. Clearly there are complexities involved in these types of transactions and I would be happy to discuss further.

Learn more about Ontario Securities Commission regarding ASDP’s.